Compliance incident reporting (non-patient). 3364-15-03

Policy Class: Compliance
Policy Action: Minor/technical revision of existing policy
Purpose of Policy: Establishes the university's response in situations where the policies, rules and standards of the university may not have been followed; individuals may have knowingly or inadvertently violated university policies, rules and standards or applicable state or federal regulations; corrective action or procedures are necessary to be compliant with university policies, rules or standards or applicable state or federal regulations; it is necessary to protect the university in the event of civil or criminal enforcement actions; it is necessary to preserve and protect the university's assets.
This policy supersedes: n/a, Keywords: compliance, incident report, violation, institutional member, anonymous reporting, internal audit
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Abstract/Description: Policy Class: Compliance

Policy Action: Minor/technical revision of existing policy

Purpose of Policy: Establishes the university's response in situations where the policies, rules and standards of the university may not have been followed; individuals may have knowingly or inadvertently violated university policies, rules and standards or applicable state or federal regulations; corrective action or procedures are necessary to be compliant with university policies, rules or standards or applicable state or federal regulations; it is necessary to protect the university in the event of civil or criminal enforcement actions; it is necessary to preserve and protect the university's assets.

This policy supersedes: n/a
Subject(s): HIPAA Policies
Alumni/Friends of UT
Faculty
Staff
Students
Vendors
Standards of Conduct



Compliance